It is best to use open-ended questions during audit discussions because this approach facilitates two-way information sharing. If the procedure indicates the receiver needs to review and sign the incoming receipt form, you could request to check some of the forms to ensure completeness and accuracy. As I evaluate the process, I draft questions that will provide evidence that supporting documentation is following the SOP. I personally like the approach of examining the process that is being audited and then identifying the following: inputs, outputs, risk, key steps and measurements, and key performance indicators (KPIs). ![]() ![]() The first thing I do is make the connection to the ISO clause the process falls under and review the regulation to ensure the procedure meets the minimum requirements of the standard. My approach has always been, “keep it simple.” ![]() It is deciding on the scope, format, and approach that makes it daunting for some auditors. The actual task of creating an internal audit checklist is not tough. This month I am going to tackle a tough topic.
0 Comments
Leave a Reply. |